Institutional Investors: Who They Are?

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Stock markets are represented by various participants, who differ in the functions they perform and the size of their capital. The biggest players in the stock market are institutional investors. So who are institutional investors? Institutional investors are large credit and financial companies that serve as intermediaries between investors and investment objects. Through the accumulation of investor money, institutional investors earn a certain margin for intermediation and act as brokers, managers, auditors, financial advisors, etc. They participate directly in securities trading and may be represented by banking and brokerage alliances, investment companies.

For a better understanding, Figure 1 shows the types of institutional investors.

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Figure 1 – Institutional Investors

Let's take a look at each type of institutional investor.

The biggest players among institutional investors are investment companies. A prime example is the Big Three - Vanguard Group, BlackRock and StateStreet. These companies offer units of their investment funds (mutual funds, ETFs, etc. - diversified portfolios) and other financial services and financial instruments. Such companies have the ability to have a significant impact on the stock market because of the large trading volumes and the huge capital under management.

Insurance companies are characterized by the fact that by accepting insurance premiums from customers, they form insurance funds, at the expense of which they compensate the financial losses of customers.

The next type is pension funds. Pension funds also play an important role in the financial market. There are two options of pension security. The first option is a "defined benefit pension fund" - when a person retires, they receive a predetermined and guaranteed amount. The second option is a "defined contribution plan", the person receives a certain amount based on the performance of the fund.

Endowment funds are investment funds that are designed for a specific purpose and need. Such funds are usually used by universities, hospitals, and other nonprofit organizations. The invested capital is used for specific purposes, and the donors of such funds can establish how the funds are used.

Banks are financial structures that carry out various operations. They attract capital from individuals, companies by offering a certain interest on a deposit, and banks can also issue their own securities (shares, bonds). In addition, banks can act as brokers in stock trading, accompany transactions and create depositories for storing securities.

Hedge funds invest mostly in liquid assets. Hedge funds are unique in that they apply a more aggressive investment policy and are riskier, but the returns are also higher.

Institutional investors play a key role in the economy as a whole by redistributing financial resources from one industry to another. They manage very large assets and capital of various contributors, which allows assets to be redistributed to certain market segments, and large capital to be used for strategically important tasks. In addition, institutional investors also bring benefits to both companies and private investors. For companies, institutional investors are an important source of capital. As for the advantages for private investors, the following can be said here. Not all private investors have expert knowledge of how the stock market works, how to invest effectively, how to trade securities and manage risks, while institutional investors have this expertise, so for private investors, trust management is sometimes the best solution. Also, institutional investors do larger trading volumes, which allows them to have lower transaction costs and offer financial services to private investors at lower prices, so private investors ultimately benefit from this.

By Elena Shadrina